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How we regulate
Investor Skills
Amendment
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Who we regulate
How we regulate
Investor Skills
Amendment
Contact Us
PEPPERSTONE LIMITED
Company Name: PEPPERSTONE LIMITED
License Number: MFA 7148272
Trademarks: www.pepperstone.com
Status: Active
Address: 70 Gracechurch Street, London, England, EC3V 0HR
Who we regulate
Appropriate regulatory action
Effective and proportionate response to the identified non-compliance.
Investigations and enforcement
Proportionate enforcement action and seeking compensation for investors where appropriate.
Education and information
Promote educational resources and messages to help investors make better investment decisions.
Investor Capacity Strategy 2020 - 2022
Creating safer and more transparent financial markets so that investors can better select and use the right financial products
Concentration area
We will now focus on positively influencing the behavior of all investors in the following areas
Innovation
Design your financial business with mfa.org.uk
Talk to us at the design stage to determine if your idea is a product or service that we are arranging.
What you may need to do
A primary obligation to ensure that all advertisements and promotional materials are not false or misleading.
Flexible regulatory regime
Flexible enough to accommodate new and innovative products and services.
Consult the law
To understand your product or service
Make a complaint, report misconduct
Provide information anonymously, however, this may limit our ability to investigate your complaint.